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Broker-Dealer

Broker-dealers are generally "invisable" companies; in fact, many people who have investment or retirement accounts don't even realize there is often a broker-dealer in the background managing and processing their transactions. That's why picking the right broker-dealer is so important.

The investment professionals at RFG have been registered with FSC Securities Corporation as their broker-dealer for many years.

FSC is an AIG company and is one of the nation's leading financial service support organizations. They have been in business since 1958 and have been assisting independent financial service professionals who are dedicated to attaining their clients' financial goals. In fact, in 2002 FSC was named "Broker-Dealer of the Year" by Investment Advisor Magazine.

Clearing services and investment brokerage accounts are handled through Pershing, one of the nation's oldest and largest clearing firms.

Investment advice and securities offered through FSC SECURITIES CORPORATION, a registered broker-dealer, member FINRA/SIPC and a registered investment advisor.

 

 
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